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Seychelles Courses
Securities Dealer Obligations – Seychelles
Curriculum
10 Sections
9 Lessons
Lifetime
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Section 1
1
1.1
Module 1: Introduction to the Securities Market
Section 2
1
2.1
Module 2: Criteria to become a Securities Dealer
Section 3
1
3.1
Module 3: Securities Dealers’ Obligations
Section 4
1
4.1
Module 4: Conduct of Business
Section 5
1
5.1
Module 5: Compliance Function
Section 6
1
6.1
Module 6: Business Continuity
Section 7
1
7.1
Module 7: Insider Dealing and Market Abuse
Section 8
1
8.1
Module 8: Key 2024 Amendments to the Securities Act
Section 9
1
9.1
Module 9: Case Study
Section 10
1
10.1
Securities Dealer Obligations, Seychelles – Quiz
30 Minutes
25 Questions
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