Securities Dealer Obligations – Seychelles

This advanced training course provides a comprehensive overview of the legal and regulatory framework governing Securities Dealers in Seychelles under the Securities Act, 2007 (as amended in 2024), and related legislation. Participants will gain a clear understanding of licensing requirements, post-licensing obligations, AML/CFT compliance, financial reporting, client protection rules, beneficial ownership duties, and ongoing interactions with the Financial Services Authority (FSA) and Financial Intelligence Unit (FIU). Designed for compliance officers, directors, legal advisors, and operational staff of licensed and prospective Securities Dealers, this training ensures participants are equipped to meet regulatory standards with competence and accountability.

This course offers 10 hours of training.