This course offers a detailed overview of the regulatory requirements for best execution under MiFID II and related EU legislation. It focuses on the obligations of investment firms to execute client orders on the most favourable terms, taking into account factors such as price, cost, speed, and likelihood of execution. Participants will explore execution policies, monitoring processes, order handling, conflicts of interest, and reporting obligations, with practical guidance on meeting the expectations of CySEC and ESMA. The course is ideal for professionals in regulatory roles who need to ensure full alignment with best execution standards and governance practices.
This training is eligible for 5 Continuing Professional Development (CPD) units.
Curriculum
- 7 Sections
- 6 Lessons
- Lifetime
- Section 11
- Section 21
- Section 31
- Section 41
- Section 51
- Section 61
- Section 71
